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Business Systems UK - Voice, Mobile, Screen and VoIP Recording Solutions White Papers

Business Systems UK - Voice, Mobile, Screen and VoIP Recording Solutions

Mobile Phone Recording: Issues & Costs Uncovered With a decision from the FSA on mobile phone recording imminent – what challenges do financial services firms face and how best can they be overcome? For those firms operating on a global basis this becomes a more complex problem with disparity in regulation governing this area evident across different EU countries. This paper provides insight into the implications, costs and issues involved and includes commentary from the FSA and a review of the CESR consultation paper.
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To Protect and Detect: An Evaluation of Compliance System Requirements for the Securities Market Many financial services firms have been failing to comply with post MiFID Regulations and the Market Abuse Directive (MAD) because of aging legacy systems reports a new white paper commissioned by Business Systems (UK) Ltd and published by B.I.S.S. Research. The operational and technological problems faced by compliance officers combined with the intolerable burden of compliance and accurate reporting caused by disparate systems and databases are highlighted as significant contributing factors.
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